Stocks

Stocks

Stocks can be the most lucrative part of your investment package and Middlegate Securities makes managing your trades effortless. We offer access to all major exchanges, including foreign markets in both industrialized and developing nations. Through state-of-the-art technology, our institutional and high net worth clients have more flexibility and greater potential growth as we strive to secure the best prices, within stated limits. The resources and reputation of our clearing firm, National Financial Services LLC a subsidiary of Fidelity Investments, compliments our technological and financial insights, guaranteeing comprehensive and confidential trading. As stocks continue to attract smart, self-assured and savvy investors, Middlegate is ready to show you the best way to reach your financial summit.

Over-the-Counter Equities

Middlegate Securities strives for the highest possible quality in order execution. Institutional and individual clients are pleased with the individual attention paid to their orders, all of which are handled with the utmost discretion.

Listed Equities
To deliver quality Listed Exchange executions, Middlegate Securities uses state-of-the-art technology as well as the resources of National Financial Services LLC, our clearing firm. National Financial Services LLC's reputation and extensive presence on all major stock and option exchanges, as well as its large trading presence on the New York Stock Exchange floor, makes it a strong and reliable order executions partner.

Securities and Exchange Commission Exchange Act Rule 606 (formally 11 AC 1-6) In November 2000, the SEC adopted Exchange Act Rule 606 (formally 11AC 1-6). This rule states that all broker-dealers routing nondirected orders in equity and option securities must make the following information available to the general public. For further information on Order Routing Disclosure, Please see one of the following links:

SEC Rule 11Ac1-6, Quarterly Reports

Bonds

Bonds continue to be used as key building components in a balanced investment plan. The flexibility and diversity inherent in bond products can safeguard your potential earnings. Middlegate Securities' exceptional ability to recognize each piece of your investment package is essential when deciding which type of bonds are right for you. We'll research the best opportunities available, analyze your portfolio and advise which bonds will provide maximum return with minimum risk.

Securities

Government & Municipal Securities

Middlegate Securities has an advanced understanding of government issued investments such as Treasury Bills, Notes, Bonds; Municipal Bonds and Funds. For the investor seeking a steady return, these groups of investments are among the most popular and reliable available. We assist our clients in understanding and anticipating the varying pay structures and maturity rates of these products, while seamlessly structuring alongside your other holdings.

Orporate Debt Securities

Corporations seek to stimulate their own growth in many different ways and a knowledgeable investor can benefit from the opportunities they present. When you contact a Middlegate Securities Investment Advisor he or she will review what is available among Investment-Grade Corporate Bonds, Convertible Bonds, Preferred Stocks and High Yield Securities. We'll increase your awareness of these investments and help you determine if the level of risk is right for you.

Mutual Funds

To mine the crowded field of mutual funds you need advanced tools. Uncovering the one gem that can add distinction to your portfolio is not easy. At Middlegate Securities we have access to all the major and well-respected fund families and continually assess each of the 7,000 funds available. When you put your trust in Middlegate you gain more than entr? into a particular fund. You gain a partner who appreciates your asset allocation and risk management objectives as completely as we understand navigation through the mutual fund maze.

Options

Options

Sophisticated options and commodities traders are well aware of the high-risks and high-rewards inherent in these products. They know that to be successful you need access to the most current research and reporting available and a firm with global reach to assist you throughout the trading process. Middlegate Securities' clients can depend on us for all their pre-trade, trade and post-trade requirements. We possess the latest technological means to secure direct electronic connection to the CBOE, AMEX, Philadelphia and all other regional option exchanges. We take your investment choices as seriously as you do by providing innovative strategies designed to lessen risk and maximize possibilities in every aspect of your financial life.

Listed Options

We have direct electronic and telephone access to the CBOE, AMEX, Philadelphia and all other regional option exchanges. Our expertise helps our clients devise profitable trading and spread strategies.

Securities and Exchange Commission Exchange Act Rule 606 (formally 11 AC 1-6) In November 2000, the SEC adopted Exchange Act Rule 606 (formally 11AC 1-6). This rule states that all broker-dealers routing nondirected orders in equity and option securities must make the following information available to the general public. For further information on Order Routing Disclosure, Please see one of the following links:

SEC Rule 11Ac1-6, Quarterly Reports

Retirement

When you define your potential today you design a brighter future. Our affiliate, Middlegate Insurance Agency has the skill and strategic alliances necessary to create flexible retirement plans that provide a steady stream of income. Click here for a full list of retirement products and services.

Insurance

Protecting your assets is a crucial and ever-changing part of your investment strategy. To be most effective, your insurance products should work with your other financial investments. We can show you how. Click here to learn more about the insurance products and services we offer directly from our affiliate Middlegate Insurance Agency.